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Posted to issues@flink.apache.org by "Savonitar (via GitHub)" <gi...@apache.org> on 2026/09/17 19:33:53 UTC

[PR] [FLINK-40703][tests] Cover KafkaSink recovery after pooled transaction ID reuse [flink-connector-kafka]

Savonitar opened a new pull request, #322:
URL: https://github.com/apache/flink-connector-kafka/pull/322

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   ## What is the purpose of the change
   
   Adds deterministic integration coverage for exactly-once KafkaSink recovery with pooled transactional IDs. The test verifies that restoring an earlier checkpoint after a transaction ID has been reused preserves committed records and successfully commits replayed records without loss or duplication.
   It is a usefull test that will prevent further regressions in this area. 
   
   ## Brief change log
   
   - Add KafkaSinkRecoveryITCase with controlled record emission and manually triggered checkpoints.
   - Complete checkpoint C1, keep C2 and C3 incomplete, and verify through Kafka that C1’s transactional ID has been reused.
   - Cancel the job and restore C1 with the same transactional ID prefix and operator identities.
   - Assert the committed output after recovery and verify that the final records appear exactly once.
   
   
   ## Verifying this change
   
   This change added tests and can be verified as follows:
   - Added KafkaSinkRecoveryITCase#recoversPooledTransactionsWithoutLosingNewRecords.
   - Passed three consecutive runs using the standard Maven/Testcontainers lifecycle with JDK 17 and Flink 2.2.1:./mvnw test -pl flink-connector-kafka -Dtest=KafkaSinkRecoveryITCase
   - Spotless and Checkstyle checks passed.
   
   ## Does this pull request potentially affect one of the following parts:
   
     - Dependencies (does it add or upgrade a dependency, including `kafka.version` or `flink.version`): (no)
     - The public API, i.e., is any changed class annotated with `@Public(Evolving)` or `@Experimental`, or are the Table options or the PyFlink wrappers changed: (no)
     - Checkpointed state, its serializers, or exactly-once delivery (splits, enumerator state, writer state, committables, transactions): (yes, adds additional test coverage for exactly-once delivery)
     - The per-record code paths (split reader, record emitter, writer, serialization schemas; performance sensitive): (no)
   
   ## Documentation
   
     - Does this pull request introduce a new feature? (no)
     - If yes, how is the feature documented? (not applicable)
     - If the docs changed, are both `docs/content` and `docs/content.zh` updated? (not applicable)
   
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Re: [PR] [FLINK-40703][tests] Cover KafkaSink recovery after pooled transaction ID reuse [flink-connector-kafka]

Posted by "Savonitar (via GitHub)" <gi...@apache.org>.
Savonitar commented on code in PR #322:
URL: https://github.com/apache/flink-connector-kafka/pull/322#discussion_r4054529411


##########
flink-connector-kafka/src/test/java/org/apache/flink/connector/kafka/sink/KafkaSinkRecoveryITCase.java:
##########
@@ -0,0 +1,537 @@
+/*
+ * Licensed to the Apache Software Foundation (ASF) under one
+ * or more contributor license agreements.  See the NOTICE file
+ * distributed with this work for additional information
+ * regarding copyright ownership.  The ASF licenses this file
+ * to you under the Apache License, Version 2.0 (the
+ * "License"); you may not use this file except in compliance
+ * with the License.  You may obtain a copy of the License at
+ *
+ *     http://www.apache.org/licenses/LICENSE-2.0
+ *
+ * Unless required by applicable law or agreed to in writing,
+ * software distributed under the License is distributed on an
+ * "AS IS" BASIS, WITHOUT WARRANTIES OR CONDITIONS OF ANY
+ * KIND, either express or implied.  See the License for the
+ * specific language governing permissions and limitations
+ * under the License.
+ */
+
+package org.apache.flink.connector.kafka.sink;
+
+import org.apache.flink.api.common.eventtime.WatermarkStrategy;
+import org.apache.flink.api.common.functions.MapFunction;
+import org.apache.flink.api.common.serialization.SerializationSchema;
+import org.apache.flink.api.common.state.ListState;
+import org.apache.flink.api.common.state.ListStateDescriptor;
+import org.apache.flink.api.common.typeinfo.BasicTypeInfo;
+import org.apache.flink.api.common.typeutils.SimpleTypeSerializerSnapshot;
+import org.apache.flink.api.common.typeutils.TypeSerializerSnapshot;
+import org.apache.flink.api.common.typeutils.base.TypeSerializerSingleton;
+import org.apache.flink.api.connector.source.lib.NumberSequenceSource.NumberSequenceSplit;
+import org.apache.flink.api.connector.source.util.ratelimit.RateLimiter;
+import org.apache.flink.configuration.CheckpointingOptions;
+import org.apache.flink.configuration.Configuration;
+import org.apache.flink.configuration.CoreOptions;
+import org.apache.flink.configuration.ExternalizedCheckpointRetention;
+import org.apache.flink.configuration.RestartStrategyOptions;
+import org.apache.flink.connector.base.DeliveryGuarantee;
+import org.apache.flink.connector.datagen.source.DataGeneratorSource;
+import org.apache.flink.connector.kafka.sink.internal.KafkaCommitter;
+import org.apache.flink.connector.kafka.sink.internal.TransactionalIdFactory;
+import org.apache.flink.connector.kafka.testutils.KafkaUtil;
+import org.apache.flink.connector.kafka.testutils.TestKafkaContainer;
+import org.apache.flink.connector.kafka.util.AdminUtils;
+import org.apache.flink.core.execution.JobClient;
+import org.apache.flink.core.memory.DataInputView;
+import org.apache.flink.core.memory.DataOutputView;
+import org.apache.flink.runtime.minicluster.MiniCluster;
+import org.apache.flink.runtime.state.FunctionInitializationContext;
+import org.apache.flink.runtime.state.FunctionSnapshotContext;
+import org.apache.flink.runtime.testutils.MiniClusterResourceConfiguration;
+import org.apache.flink.streaming.api.checkpoint.CheckpointedFunction;
+import org.apache.flink.streaming.api.environment.StreamExecutionEnvironment;
+import org.apache.flink.test.junit5.InjectMiniCluster;
+import org.apache.flink.test.junit5.MiniClusterExtension;
+import org.apache.flink.testutils.junit.SharedObjectsExtension;
+import org.apache.flink.testutils.junit.SharedReference;
+import org.apache.flink.util.IOUtils;
+
+import org.apache.kafka.clients.admin.AdminClient;
+import org.apache.kafka.clients.admin.TransactionListing;
+import org.apache.kafka.clients.consumer.ConsumerRecord;
+import org.apache.kafka.clients.consumer.KafkaConsumer;
+import org.apache.kafka.common.TopicPartition;
+import org.apache.kafka.common.serialization.ByteArrayDeserializer;
+import org.junit.jupiter.api.AfterEach;
+import org.junit.jupiter.api.Test;
+import org.junit.jupiter.api.extension.RegisterExtension;
+import org.junit.jupiter.api.io.TempDir;
+import org.testcontainers.junit.jupiter.Container;
+import org.testcontainers.junit.jupiter.Testcontainers;
+
+import javax.annotation.Nullable;
+
+import java.io.IOException;
+import java.nio.ByteBuffer;
+import java.nio.file.Path;
+import java.time.Duration;
+import java.util.ArrayList;
+import java.util.Collections;
+import java.util.List;
+import java.util.Properties;
+import java.util.UUID;
+import java.util.concurrent.BlockingQueue;
+import java.util.concurrent.CompletableFuture;
+import java.util.concurrent.CompletionStage;
+import java.util.concurrent.CountDownLatch;
+import java.util.concurrent.ExecutionException;
+import java.util.concurrent.LinkedBlockingQueue;
+import java.util.concurrent.TimeUnit;
+import java.util.concurrent.atomic.AtomicLong;
+import java.util.stream.Collectors;
+
+import static org.apache.flink.configuration.StateRecoveryOptions.SAVEPOINT_PATH;
+import static org.assertj.core.api.Assertions.assertThat;
+
+/**
+ * Exercises transactional id reuse across checkpoint recovery with a real sink pipeline.
+ *
+ * <p>C1 completes and commits its transaction. C2's asynchronous snapshot is blocked rather than
+ * failed so processing can continue through C3, which precommits a transaction reusing C1's
+ * transactional id, while C1 remains the latest completed checkpoint. The job is then cancelled and
+ * restored from C1 with the same transactional id prefix and operator identities.
+ *
+ * <p>This exercises the recovery fencing scenario described in {@link
+ * KafkaCommitter#logFencedRequest}. The restored job must replay the uncheckpointed records and

Review Comment:
   I switched to `@link` because, with `@code`, IntelliJ treated the method name as plain text: I couldn’t navigate to it via hotkeys/mouse. My intention was to make the reference navigable. It is convenient if people read java docs "manually". Maybe a little bit out of dated approach in AI era though :-) 
   
   linking to KafkaCommitter#commit sounds like a good alternative, agree, will fix it in a hotfix commit. 



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Re: [PR] [FLINK-40703][tests] Cover KafkaSink recovery after pooled transaction ID reuse [flink-connector-kafka]

Posted by "MartijnVisser (via GitHub)" <gi...@apache.org>.
MartijnVisser commented on code in PR #322:
URL: https://github.com/apache/flink-connector-kafka/pull/322#discussion_r4053428368


##########
flink-connector-kafka/src/test/java/org/apache/flink/connector/kafka/sink/KafkaSinkRecoveryITCase.java:
##########
@@ -0,0 +1,537 @@
+/*
+ * Licensed to the Apache Software Foundation (ASF) under one
+ * or more contributor license agreements.  See the NOTICE file
+ * distributed with this work for additional information
+ * regarding copyright ownership.  The ASF licenses this file
+ * to you under the Apache License, Version 2.0 (the
+ * "License"); you may not use this file except in compliance
+ * with the License.  You may obtain a copy of the License at
+ *
+ *     http://www.apache.org/licenses/LICENSE-2.0
+ *
+ * Unless required by applicable law or agreed to in writing,
+ * software distributed under the License is distributed on an
+ * "AS IS" BASIS, WITHOUT WARRANTIES OR CONDITIONS OF ANY
+ * KIND, either express or implied.  See the License for the
+ * specific language governing permissions and limitations
+ * under the License.
+ */
+
+package org.apache.flink.connector.kafka.sink;
+
+import org.apache.flink.api.common.eventtime.WatermarkStrategy;
+import org.apache.flink.api.common.functions.MapFunction;
+import org.apache.flink.api.common.serialization.SerializationSchema;
+import org.apache.flink.api.common.state.ListState;
+import org.apache.flink.api.common.state.ListStateDescriptor;
+import org.apache.flink.api.common.typeinfo.BasicTypeInfo;
+import org.apache.flink.api.common.typeutils.SimpleTypeSerializerSnapshot;
+import org.apache.flink.api.common.typeutils.TypeSerializerSnapshot;
+import org.apache.flink.api.common.typeutils.base.TypeSerializerSingleton;
+import org.apache.flink.api.connector.source.lib.NumberSequenceSource.NumberSequenceSplit;
+import org.apache.flink.api.connector.source.util.ratelimit.RateLimiter;
+import org.apache.flink.configuration.CheckpointingOptions;
+import org.apache.flink.configuration.Configuration;
+import org.apache.flink.configuration.CoreOptions;
+import org.apache.flink.configuration.ExternalizedCheckpointRetention;
+import org.apache.flink.configuration.RestartStrategyOptions;
+import org.apache.flink.connector.base.DeliveryGuarantee;
+import org.apache.flink.connector.datagen.source.DataGeneratorSource;
+import org.apache.flink.connector.kafka.sink.internal.KafkaCommitter;
+import org.apache.flink.connector.kafka.sink.internal.TransactionalIdFactory;
+import org.apache.flink.connector.kafka.testutils.KafkaUtil;
+import org.apache.flink.connector.kafka.testutils.TestKafkaContainer;
+import org.apache.flink.connector.kafka.util.AdminUtils;
+import org.apache.flink.core.execution.JobClient;
+import org.apache.flink.core.memory.DataInputView;
+import org.apache.flink.core.memory.DataOutputView;
+import org.apache.flink.runtime.minicluster.MiniCluster;
+import org.apache.flink.runtime.state.FunctionInitializationContext;
+import org.apache.flink.runtime.state.FunctionSnapshotContext;
+import org.apache.flink.runtime.testutils.MiniClusterResourceConfiguration;
+import org.apache.flink.streaming.api.checkpoint.CheckpointedFunction;
+import org.apache.flink.streaming.api.environment.StreamExecutionEnvironment;
+import org.apache.flink.test.junit5.InjectMiniCluster;
+import org.apache.flink.test.junit5.MiniClusterExtension;
+import org.apache.flink.testutils.junit.SharedObjectsExtension;
+import org.apache.flink.testutils.junit.SharedReference;
+import org.apache.flink.util.IOUtils;
+
+import org.apache.kafka.clients.admin.AdminClient;
+import org.apache.kafka.clients.admin.TransactionListing;
+import org.apache.kafka.clients.consumer.ConsumerRecord;
+import org.apache.kafka.clients.consumer.KafkaConsumer;
+import org.apache.kafka.common.TopicPartition;
+import org.apache.kafka.common.serialization.ByteArrayDeserializer;
+import org.junit.jupiter.api.AfterEach;
+import org.junit.jupiter.api.Test;
+import org.junit.jupiter.api.extension.RegisterExtension;
+import org.junit.jupiter.api.io.TempDir;
+import org.testcontainers.junit.jupiter.Container;
+import org.testcontainers.junit.jupiter.Testcontainers;
+
+import javax.annotation.Nullable;
+
+import java.io.IOException;
+import java.nio.ByteBuffer;
+import java.nio.file.Path;
+import java.time.Duration;
+import java.util.ArrayList;
+import java.util.Collections;
+import java.util.List;
+import java.util.Properties;
+import java.util.UUID;
+import java.util.concurrent.BlockingQueue;
+import java.util.concurrent.CompletableFuture;
+import java.util.concurrent.CompletionStage;
+import java.util.concurrent.CountDownLatch;
+import java.util.concurrent.ExecutionException;
+import java.util.concurrent.LinkedBlockingQueue;
+import java.util.concurrent.TimeUnit;
+import java.util.concurrent.atomic.AtomicLong;
+import java.util.stream.Collectors;
+
+import static org.apache.flink.configuration.StateRecoveryOptions.SAVEPOINT_PATH;
+import static org.assertj.core.api.Assertions.assertThat;
+
+/**
+ * Exercises transactional id reuse across checkpoint recovery with a real sink pipeline.
+ *
+ * <p>C1 completes and commits its transaction. C2's asynchronous snapshot is blocked rather than
+ * failed so processing can continue through C3, which precommits a transaction reusing C1's
+ * transactional id, while C1 remains the latest completed checkpoint. The job is then cancelled and
+ * restored from C1 with the same transactional id prefix and operator identities.
+ *
+ * <p>This exercises the recovery fencing scenario described in {@link
+ * KafkaCommitter#logFencedRequest}. The restored job must replay the uncheckpointed records and

Review Comment:
   Nit: `logFencedRequest` is private, so javadoc cannot resolve this link. `{@code}` as in the previous revision, or link `KafkaCommitter#commit`.



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Re: [PR] [FLINK-40703][tests] Cover KafkaSink recovery after pooled transaction ID reuse [flink-connector-kafka]

Posted by "MartijnVisser (via GitHub)" <gi...@apache.org>.
MartijnVisser merged PR #322:
URL: https://github.com/apache/flink-connector-kafka/pull/322


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Re: [PR] [FLINK-40703][tests] Cover KafkaSink recovery after pooled transaction ID reuse [flink-connector-kafka]

Posted by "Savonitar (via GitHub)" <gi...@apache.org>.
Savonitar commented on PR #322:
URL: https://github.com/apache/flink-connector-kafka/pull/322#issuecomment-5744943818

   Thanks for review and merge. 


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Re: [PR] [FLINK-40703][tests] Cover KafkaSink recovery after pooled transaction ID reuse [flink-connector-kafka]

Posted by "Savonitar (via GitHub)" <gi...@apache.org>.
Savonitar commented on code in PR #322:
URL: https://github.com/apache/flink-connector-kafka/pull/322#discussion_r4054635343


##########
flink-connector-kafka/src/test/java/org/apache/flink/connector/kafka/sink/KafkaSinkRecoveryITCase.java:
##########
@@ -0,0 +1,537 @@
+/*
+ * Licensed to the Apache Software Foundation (ASF) under one
+ * or more contributor license agreements.  See the NOTICE file
+ * distributed with this work for additional information
+ * regarding copyright ownership.  The ASF licenses this file
+ * to you under the Apache License, Version 2.0 (the
+ * "License"); you may not use this file except in compliance
+ * with the License.  You may obtain a copy of the License at
+ *
+ *     http://www.apache.org/licenses/LICENSE-2.0
+ *
+ * Unless required by applicable law or agreed to in writing,
+ * software distributed under the License is distributed on an
+ * "AS IS" BASIS, WITHOUT WARRANTIES OR CONDITIONS OF ANY
+ * KIND, either express or implied.  See the License for the
+ * specific language governing permissions and limitations
+ * under the License.
+ */
+
+package org.apache.flink.connector.kafka.sink;
+
+import org.apache.flink.api.common.eventtime.WatermarkStrategy;
+import org.apache.flink.api.common.functions.MapFunction;
+import org.apache.flink.api.common.serialization.SerializationSchema;
+import org.apache.flink.api.common.state.ListState;
+import org.apache.flink.api.common.state.ListStateDescriptor;
+import org.apache.flink.api.common.typeinfo.BasicTypeInfo;
+import org.apache.flink.api.common.typeutils.SimpleTypeSerializerSnapshot;
+import org.apache.flink.api.common.typeutils.TypeSerializerSnapshot;
+import org.apache.flink.api.common.typeutils.base.TypeSerializerSingleton;
+import org.apache.flink.api.connector.source.lib.NumberSequenceSource.NumberSequenceSplit;
+import org.apache.flink.api.connector.source.util.ratelimit.RateLimiter;
+import org.apache.flink.configuration.CheckpointingOptions;
+import org.apache.flink.configuration.Configuration;
+import org.apache.flink.configuration.CoreOptions;
+import org.apache.flink.configuration.ExternalizedCheckpointRetention;
+import org.apache.flink.configuration.RestartStrategyOptions;
+import org.apache.flink.connector.base.DeliveryGuarantee;
+import org.apache.flink.connector.datagen.source.DataGeneratorSource;
+import org.apache.flink.connector.kafka.sink.internal.KafkaCommitter;
+import org.apache.flink.connector.kafka.sink.internal.TransactionalIdFactory;
+import org.apache.flink.connector.kafka.testutils.KafkaUtil;
+import org.apache.flink.connector.kafka.testutils.TestKafkaContainer;
+import org.apache.flink.connector.kafka.util.AdminUtils;
+import org.apache.flink.core.execution.JobClient;
+import org.apache.flink.core.memory.DataInputView;
+import org.apache.flink.core.memory.DataOutputView;
+import org.apache.flink.runtime.minicluster.MiniCluster;
+import org.apache.flink.runtime.state.FunctionInitializationContext;
+import org.apache.flink.runtime.state.FunctionSnapshotContext;
+import org.apache.flink.runtime.testutils.MiniClusterResourceConfiguration;
+import org.apache.flink.streaming.api.checkpoint.CheckpointedFunction;
+import org.apache.flink.streaming.api.environment.StreamExecutionEnvironment;
+import org.apache.flink.test.junit5.InjectMiniCluster;
+import org.apache.flink.test.junit5.MiniClusterExtension;
+import org.apache.flink.testutils.junit.SharedObjectsExtension;
+import org.apache.flink.testutils.junit.SharedReference;
+import org.apache.flink.util.IOUtils;
+
+import org.apache.kafka.clients.admin.AdminClient;
+import org.apache.kafka.clients.admin.TransactionListing;
+import org.apache.kafka.clients.consumer.ConsumerRecord;
+import org.apache.kafka.clients.consumer.KafkaConsumer;
+import org.apache.kafka.common.TopicPartition;
+import org.apache.kafka.common.serialization.ByteArrayDeserializer;
+import org.junit.jupiter.api.AfterEach;
+import org.junit.jupiter.api.Test;
+import org.junit.jupiter.api.extension.RegisterExtension;
+import org.junit.jupiter.api.io.TempDir;
+import org.testcontainers.junit.jupiter.Container;
+import org.testcontainers.junit.jupiter.Testcontainers;
+
+import javax.annotation.Nullable;
+
+import java.io.IOException;
+import java.nio.ByteBuffer;
+import java.nio.file.Path;
+import java.time.Duration;
+import java.util.ArrayList;
+import java.util.Collections;
+import java.util.List;
+import java.util.Properties;
+import java.util.UUID;
+import java.util.concurrent.BlockingQueue;
+import java.util.concurrent.CompletableFuture;
+import java.util.concurrent.CompletionStage;
+import java.util.concurrent.CountDownLatch;
+import java.util.concurrent.ExecutionException;
+import java.util.concurrent.LinkedBlockingQueue;
+import java.util.concurrent.TimeUnit;
+import java.util.concurrent.atomic.AtomicLong;
+import java.util.stream.Collectors;
+
+import static org.apache.flink.configuration.StateRecoveryOptions.SAVEPOINT_PATH;
+import static org.assertj.core.api.Assertions.assertThat;
+
+/**
+ * Exercises transactional id reuse across checkpoint recovery with a real sink pipeline.
+ *
+ * <p>C1 completes and commits its transaction. C2's asynchronous snapshot is blocked rather than
+ * failed so processing can continue through C3, which precommits a transaction reusing C1's
+ * transactional id, while C1 remains the latest completed checkpoint. The job is then cancelled and
+ * restored from C1 with the same transactional id prefix and operator identities.
+ *
+ * <p>This exercises the recovery fencing scenario described in {@link
+ * KafkaCommitter#logFencedRequest}. The restored job must replay the uncheckpointed records and

Review Comment:
   @MartijnVisser I raised [PR](https://github.com/apache/flink-connector-kafka/pull/324) with your proposed improvement 👍  
   Could you please take a look? 



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