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Posted to github@arrow.apache.org by "jackwener (via GitHub)" <gi...@apache.org> on 2023/04/26 05:58:43 UTC

[GitHub] [arrow-datafusion] jackwener commented on a diff in pull request #6084: Move Scalar Subquery validation logic to the Analyzer

jackwener commented on code in PR #6084:
URL: https://github.com/apache/arrow-datafusion/pull/6084#discussion_r1174520433


##########
datafusion/optimizer/src/analyzer/subquery.rs:
##########
@@ -0,0 +1,340 @@
+// Licensed to the Apache Software Foundation (ASF) under one
+// or more contributor license agreements.  See the NOTICE file
+// distributed with this work for additional information
+// regarding copyright ownership.  The ASF licenses this file
+// to you under the Apache License, Version 2.0 (the
+// "License"); you may not use this file except in compliance
+// with the License.  You may obtain a copy of the License at
+//
+//   http://www.apache.org/licenses/LICENSE-2.0
+//
+// Unless required by applicable law or agreed to in writing,
+// software distributed under the License is distributed on an
+// "AS IS" BASIS, WITHOUT WARRANTIES OR CONDITIONS OF ANY
+// KIND, either express or implied.  See the License for the
+// specific language governing permissions and limitations
+// under the License.
+
+use crate::analyzer::check_plan;
+use crate::utils::{collect_subquery_cols, split_conjunction};
+use datafusion_common::tree_node::{TreeNode, VisitRecursion};
+use datafusion_common::{DataFusionError, Result};
+use datafusion_expr::expr_rewriter::strip_outer_reference;
+use datafusion_expr::{
+    Aggregate, BinaryExpr, Cast, Expr, Filter, Join, JoinType, LogicalPlan, Operator,
+    Window,
+};
+use std::ops::Deref;
+
+/// Do necessary check on subquery expressions and fail the invalid plan
+/// 1) Check whether the outer plan is in the allowed outer plans list to use subquery expressions,
+///    the allowed while list: [Projection, Filter, Window, Aggregate, Join].
+/// 2) Check whether the inner plan is in the allowed inner plans list to use correlated(outer) expressions.
+/// 3) Check and validate unsupported cases to use the correlated(outer) expressions inside the subquery(inner) plans/inner expressions.
+/// For example, we do not want to support to use correlated expressions as the Join conditions in the subquery plan when the Join
+/// is a Full Out Join
+pub fn check_subquery_expr(
+    outer_plan: &LogicalPlan,
+    inner_plan: &LogicalPlan,
+    expr: &Expr,
+) -> Result<()> {
+    check_plan(inner_plan)?;
+    if let Expr::ScalarSubquery(subquery) = expr {
+        // Scalar subquery should only return one column
+        if subquery.subquery.schema().fields().len() > 1 {
+            return Err(datafusion_common::DataFusionError::Plan(
+                "Scalar subquery should only return one column".to_string(),
+            ));
+        }
+        // Correlated scalar subquery must be aggregated to return at most one row
+        if !subquery.outer_ref_columns.is_empty() {
+            match strip_inner_query(inner_plan) {
+                LogicalPlan::Aggregate(agg) => {
+                    check_aggregation_in_scalar_subquery(inner_plan, agg)
+                }
+                LogicalPlan::Filter(Filter { input, .. })
+                    if matches!(input.as_ref(), LogicalPlan::Aggregate(_)) =>
+                {
+                    if let LogicalPlan::Aggregate(agg) = input.as_ref() {
+                        check_aggregation_in_scalar_subquery(inner_plan, agg)
+                    } else {
+                        Ok(())
+                    }
+                }
+                _ => {
+                    if inner_plan
+                        .max_rows()
+                        .filter(|max_row| *max_row <= 1)
+                        .is_some()
+                    {
+                        Ok(())
+                    } else {
+                        Err(DataFusionError::Plan(
+                            "Correlated scalar subquery must be aggregated to return at most one row"
+                                .to_string(),
+                        ))
+                    }
+                }
+            }?;
+            match outer_plan {
+                LogicalPlan::Projection(_)
+                | LogicalPlan::Filter(_) => Ok(()),
+                LogicalPlan::Aggregate(Aggregate {group_expr, aggr_expr,..}) => {
+                    if group_expr.contains(expr) && !aggr_expr.contains(expr) {
+                        // TODO revisit this validation logic
+                        Err(DataFusionError::Plan(
+                            "Correlated scalar subquery in the GROUP BY clause must also be in the aggregate expressions"
+                                .to_string(),
+                        ))
+                    } else {
+                        Ok(())
+                    }
+                },
+                _ => Err(DataFusionError::Plan(
+                    "Correlated scalar subquery can only be used in Projection, Filter, Aggregate plan nodes"
+                        .to_string(),
+                ))
+            }?;
+        }
+        check_correlations_in_subquery(inner_plan, true)
+    } else {
+        match outer_plan {
+            LogicalPlan::Projection(_)
+            | LogicalPlan::Filter(_)
+            | LogicalPlan::Window(_)
+            | LogicalPlan::Aggregate(_)
+            | LogicalPlan::Join(_) => Ok(()),
+            _ => Err(DataFusionError::Plan(
+                "In/Exist subquery can only be used in \
+            Projection, Filter, Window functions, Aggregate and Join plan nodes"
+                    .to_string(),
+            )),
+        }?;
+        check_correlations_in_subquery(inner_plan, false)
+    }
+}
+
+// Recursively check the unsupported outer references in the sub query plan.
+fn check_correlations_in_subquery(
+    inner_plan: &LogicalPlan,
+    is_scalar: bool,
+) -> Result<()> {
+    check_inner_plan(inner_plan, is_scalar, false, true)
+}
+
+// Recursively check the unsupported outer references in the sub query plan.
+fn check_inner_plan(
+    inner_plan: &LogicalPlan,
+    is_scalar: bool,
+    is_aggregate: bool,
+    can_contain_outer_ref: bool,
+) -> Result<()> {
+    if !can_contain_outer_ref && contains_outer_reference(inner_plan) {
+        return Err(DataFusionError::Plan(
+            "Accessing outer reference columns is not allowed in the plan".to_string(),
+        ));
+    }
+    // We want to support as many operators as possible inside the correlated subquery
+    match inner_plan {
+        LogicalPlan::Aggregate(_) => {
+            inner_plan.apply_children(&mut |plan| {
+                check_inner_plan(plan, is_scalar, true, can_contain_outer_ref)?;
+                Ok(VisitRecursion::Continue)
+            })?;
+            Ok(())
+        }
+        LogicalPlan::Filter(Filter {
+            predicate, input, ..
+        }) => {
+            let (correlated, _): (Vec<_>, Vec<_>) = split_conjunction(predicate)
+                .into_iter()
+                .partition(|e| e.contains_outer());
+            let maybe_unsupport = correlated
+                .into_iter()
+                .filter(|expr| !can_pullup_over_aggregation(expr))
+                .collect::<Vec<_>>();
+            if is_aggregate && is_scalar && !maybe_unsupport.is_empty() {
+                return Err(DataFusionError::Plan(format!(
+                    "Correlated column is not allowed in predicate: {:?}",
+                    predicate
+                )));
+            }
+            check_inner_plan(input, is_scalar, is_aggregate, can_contain_outer_ref)
+        }
+        LogicalPlan::Window(window) => {
+            check_mixed_out_refer_in_window(window)?;
+            inner_plan.apply_children(&mut |plan| {
+                check_inner_plan(plan, is_scalar, is_aggregate, can_contain_outer_ref)?;
+                Ok(VisitRecursion::Continue)
+            })?;
+            Ok(())
+        }
+        LogicalPlan::Projection(_)
+        | LogicalPlan::Distinct(_)
+        | LogicalPlan::Sort(_)
+        | LogicalPlan::CrossJoin(_)
+        | LogicalPlan::Union(_)
+        | LogicalPlan::TableScan(_)
+        | LogicalPlan::EmptyRelation(_)
+        | LogicalPlan::Limit(_)
+        | LogicalPlan::Values(_)
+        | LogicalPlan::Subquery(_)
+        | LogicalPlan::SubqueryAlias(_) => {
+            inner_plan.apply_children(&mut |plan| {
+                check_inner_plan(plan, is_scalar, is_aggregate, can_contain_outer_ref)?;
+                Ok(VisitRecursion::Continue)
+            })?;
+            Ok(())
+        }
+        LogicalPlan::Join(Join {
+            left,
+            right,
+            join_type,
+            ..
+        }) => match join_type {
+            JoinType::Inner => {
+                inner_plan.apply_children(&mut |plan| {
+                    check_inner_plan(
+                        plan,
+                        is_scalar,
+                        is_aggregate,
+                        can_contain_outer_ref,
+                    )?;
+                    Ok(VisitRecursion::Continue)
+                })?;
+                Ok(())
+            }
+            JoinType::Left | JoinType::LeftSemi | JoinType::LeftAnti => {
+                check_inner_plan(left, is_scalar, is_aggregate, can_contain_outer_ref)?;
+                check_inner_plan(right, is_scalar, is_aggregate, false)
+            }
+            JoinType::Right | JoinType::RightSemi | JoinType::RightAnti => {
+                check_inner_plan(left, is_scalar, is_aggregate, false)?;
+                check_inner_plan(right, is_scalar, is_aggregate, can_contain_outer_ref)
+            }
+            JoinType::Full => {
+                inner_plan.apply_children(&mut |plan| {
+                    check_inner_plan(plan, is_scalar, is_aggregate, false)?;
+                    Ok(VisitRecursion::Continue)
+                })?;
+                Ok(())
+            }
+        },
+        _ => Err(DataFusionError::Plan(
+            "Unsupported operator in the subquery plan.".to_string(),
+        )),
+    }
+}
+
+fn contains_outer_reference(inner_plan: &LogicalPlan) -> bool {
+    inner_plan
+        .expressions()
+        .iter()
+        .any(|expr| expr.contains_outer())
+}
+
+fn check_aggregation_in_scalar_subquery(
+    inner_plan: &LogicalPlan,
+    agg: &Aggregate,
+) -> Result<()> {
+    if agg.aggr_expr.is_empty() {
+        return Err(DataFusionError::Plan(
+            "Correlated scalar subquery must be aggregated to return at most one row"
+                .to_string(),
+        ));
+    }
+    if !agg.group_expr.is_empty() {
+        let correlated_exprs = get_correlated_expressions(inner_plan)?;
+        let inner_subquery_cols =
+            collect_subquery_cols(&correlated_exprs, agg.input.schema().clone())?;
+        let mut group_columns = agg
+            .group_expr
+            .iter()
+            .map(|group| Ok(group.to_columns()?.into_iter().collect::<Vec<_>>()))
+            .collect::<Result<Vec<_>>>()?
+            .into_iter()
+            .flatten();
+
+        if !group_columns.all(|group| inner_subquery_cols.contains(&group)) {
+            // Group BY columns must be a subset of columns in the correlated expressions
+            return Err(DataFusionError::Plan(
+                "A GROUP BY clause in a scalar correlated subquery cannot contain non-correlated columns"
+                    .to_string(),
+            ));
+        }
+    }
+    Ok(())
+}
+
+fn strip_inner_query(inner_plan: &LogicalPlan) -> &LogicalPlan {
+    match inner_plan {
+        LogicalPlan::Projection(projection) => {
+            strip_inner_query(projection.input.as_ref())
+        }
+        LogicalPlan::SubqueryAlias(alias) => strip_inner_query(alias.input.as_ref()),
+        other => other,
+    }
+}
+
+fn get_correlated_expressions(inner_plan: &LogicalPlan) -> Result<Vec<Expr>> {
+    let mut exprs = vec![];
+    inner_plan.apply(&mut |plan| {
+        if let LogicalPlan::Filter(Filter { predicate, .. }) = plan {
+            let (correlated, _): (Vec<_>, Vec<_>) = split_conjunction(predicate)
+                .into_iter()
+                .partition(|e| e.contains_outer());
+
+            correlated
+                .into_iter()
+                .for_each(|expr| exprs.push(strip_outer_reference(expr.clone())));
+            return Ok(VisitRecursion::Continue);
+        }
+        Ok(VisitRecursion::Continue)
+    })?;
+    Ok(exprs)
+}
+
+/// Check whether the expression can pull up over the aggregation without change the result of the query
+fn can_pullup_over_aggregation(expr: &Expr) -> bool {
+    if let Expr::BinaryExpr(BinaryExpr {
+        left,
+        op: Operator::Eq,
+        right,
+    }) = expr
+    {
+        match (left.deref(), right.deref()) {
+            (Expr::Column(_), right) if right.to_columns().unwrap().is_empty() => true,
+            (left, Expr::Column(_)) if left.to_columns().unwrap().is_empty() => true,
+            (Expr::Cast(Cast { expr, .. }), right)
+                if matches!(expr.deref(), Expr::Column(_))
+                    && right.to_columns().unwrap().is_empty() =>
+            {
+                true
+            }
+            (left, Expr::Cast(Cast { expr, .. }))
+                if matches!(expr.deref(), Expr::Column(_))
+                    && left.to_columns().unwrap().is_empty() =>
+            {
+                true
+            }
+            (_, _) => false,
+        }
+    } else {
+        false
+    }
+}
+
+/// Check whether the window expressions contain a mixture of out reference columns and inner columns
+fn check_mixed_out_refer_in_window(window: &Window) -> Result<()> {
+    let mixed = window.window_expr.iter().any(|win_expr| {
+        win_expr.contains_outer() && !win_expr.to_columns().unwrap().is_empty()

Review Comment:
   ```suggestion
           win_expr.contains_outer() && !win_expr.to_columns()?.is_empty()
   ```



##########
datafusion/core/tests/sql/subqueries.rs:
##########
@@ -203,7 +203,202 @@ async fn subquery_not_allowed() -> Result<()> {
     let err = dataframe.into_optimized_plan().err().unwrap();
 
     assert_eq!(
-        r#"Context("check_analyzed_plan", Plan("In/Exist subquery can not be used in Sort plan nodes"))"#,
+        r#"Context("check_analyzed_plan", Plan("In/Exist subquery can only be used in Projection, Filter, Window functions, Aggregate and Join plan nodes"))"#,

Review Comment:
   👍



##########
datafusion/expr/src/logical_plan/plan.rs:
##########
@@ -484,6 +484,97 @@ impl LogicalPlan {
             _ => Ok(self),
         }
     }
+
+    /// Returns the maximum number of rows that this plan can output.
+    pub fn max_rows(self: &LogicalPlan) -> Option<usize> {
+        match self {
+            LogicalPlan::Projection(Projection { input, .. }) => input.max_rows(),
+            LogicalPlan::Filter(Filter { input, .. }) => input.max_rows(),
+            LogicalPlan::Window(Window { input, .. }) => input.max_rows(),
+            LogicalPlan::Aggregate(Aggregate {
+                input, group_expr, ..
+            }) => {
+                if group_expr.is_empty() {
+                    Some(1)
+                } else {
+                    input.max_rows()
+                }
+            }
+            LogicalPlan::Sort(Sort { input, fetch, .. }) => {
+                match (fetch, input.max_rows()) {
+                    (Some(fetch_limit), Some(input_max)) => {
+                        Some(input_max.min(*fetch_limit))
+                    }
+                    (Some(fetch_limit), None) => Some(*fetch_limit),
+                    (None, Some(input_max)) => Some(input_max),
+                    (None, None) => None,
+                }
+            }
+            LogicalPlan::Join(Join {
+                left,
+                right,
+                join_type,
+                ..
+            }) => match join_type {
+                JoinType::Inner | JoinType::Left | JoinType::Right | JoinType::Full => {
+                    match (left.max_rows(), right.max_rows()) {
+                        (Some(left_max), Some(right_max)) => {
+                            let min_rows = match join_type {
+                                JoinType::Left => left_max,
+                                JoinType::Right => right_max,
+                                JoinType::Full => left_max + right_max,
+                                _ => 0,
+                            };
+                            Some((left_max * right_max).max(min_rows))
+                        }
+                        _ => None,
+                    }
+                }
+                JoinType::LeftSemi | JoinType::LeftAnti => left.max_rows(),
+                JoinType::RightSemi | JoinType::RightAnti => right.max_rows(),
+            },
+            LogicalPlan::CrossJoin(CrossJoin { left, right, .. }) => {
+                match (left.max_rows(), right.max_rows()) {
+                    (Some(left_max), Some(right_max)) => Some(left_max * right_max),
+                    _ => None,
+                }
+            }
+            LogicalPlan::Repartition(Repartition { input, .. }) => input.max_rows(),
+            LogicalPlan::Union(Union { inputs, .. }) => inputs
+                .iter()
+                .map(|plan| plan.max_rows())
+                .try_fold(0usize, |mut acc, input_max| {
+                    if let Some(i_max) = input_max {
+                        acc += i_max;
+                        Some(acc)
+                    } else {
+                        None
+                    }
+                }),
+            LogicalPlan::TableScan(TableScan { fetch, .. }) => *fetch,

Review Comment:
   I'm not sure about whether `fetch` is accurate.



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