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Posted to commits@doris.apache.org by yi...@apache.org on 2026/04/23 09:59:57 UTC

(doris) branch branch-4.1 updated: branch-4.1: [fix](nereids) Block push-down of filters containing unique functions through Generate and CTE consumer #62705 (#62734)

This is an automated email from the ASF dual-hosted git repository.

yiguolei pushed a commit to branch branch-4.1
in repository https://gitbox.apache.org/repos/asf/doris.git


The following commit(s) were added to refs/heads/branch-4.1 by this push:
     new 33baee576d4 branch-4.1: [fix](nereids) Block push-down of filters containing unique functions through Generate and CTE consumer #62705 (#62734)
33baee576d4 is described below

commit 33baee576d411afd04f11d0552e2cc777c4747ca
Author: github-actions[bot] <41...@users.noreply.github.com>
AuthorDate: Thu Apr 23 17:59:49 2026 +0800

    branch-4.1: [fix](nereids) Block push-down of filters containing unique functions through Generate and CTE consumer #62705 (#62734)
    
    Cherry-picked from #62705
    
    Co-authored-by: yujun <yu...@selectdb.com>
---
 .../rules/rewrite/CollectFilterAboveConsumer.java  |  3 +
 .../rewrite/PushDownFilterThroughGenerate.java     |  3 +-
 .../rewrite/CollectFilterAboveConsumerTest.java    | 87 ++++++++++++++++++++
 .../rewrite/PushDownFilterThroughGenerateTest.java | 92 ++++++++++++++++++++++
 ..._filter_above_consumer_with_unique_function.out | 24 ++++++
 ...ilter_through_generate_with_unique_function.out | 26 ++++++
 ...lter_above_consumer_with_unique_function.groovy | 49 ++++++++++++
 ...er_through_generate_with_unique_function.groovy | 49 ++++++++++++
 8 files changed, 332 insertions(+), 1 deletion(-)

diff --git a/fe/fe-core/src/main/java/org/apache/doris/nereids/rules/rewrite/CollectFilterAboveConsumer.java b/fe/fe-core/src/main/java/org/apache/doris/nereids/rules/rewrite/CollectFilterAboveConsumer.java
index d2e61f9e665..62f29f40441 100644
--- a/fe/fe-core/src/main/java/org/apache/doris/nereids/rules/rewrite/CollectFilterAboveConsumer.java
+++ b/fe/fe-core/src/main/java/org/apache/doris/nereids/rules/rewrite/CollectFilterAboveConsumer.java
@@ -38,6 +38,9 @@ public class CollectFilterAboveConsumer extends OneRewriteRuleFactory {
             LogicalCTEConsumer cteConsumer = filter.child();
             Set<Expression> exprs = filter.getConjuncts();
             for (Expression expr : exprs) {
+                if (expr.containsUniqueFunction()) {
+                    continue;
+                }
                 Expression rewrittenExpr = expr.rewriteUp(e -> {
                     if (e instanceof Slot) {
                         return cteConsumer.getProducerSlot((Slot) e);
diff --git a/fe/fe-core/src/main/java/org/apache/doris/nereids/rules/rewrite/PushDownFilterThroughGenerate.java b/fe/fe-core/src/main/java/org/apache/doris/nereids/rules/rewrite/PushDownFilterThroughGenerate.java
index 9e2c980acb5..851aba0e21a 100644
--- a/fe/fe-core/src/main/java/org/apache/doris/nereids/rules/rewrite/PushDownFilterThroughGenerate.java
+++ b/fe/fe-core/src/main/java/org/apache/doris/nereids/rules/rewrite/PushDownFilterThroughGenerate.java
@@ -49,7 +49,8 @@ public class PushDownFilterThroughGenerate extends OneRewriteRuleFactory {
             Set<Expression> remainPredicates = Sets.newHashSet();
             filter.getConjuncts().forEach(conjunct -> {
                 Set<Slot> conjunctSlots = conjunct.getInputSlots();
-                if (!conjunctSlots.isEmpty() && childOutputs.containsAll(conjunctSlots)) {
+                if (!conjunctSlots.isEmpty() && childOutputs.containsAll(conjunctSlots)
+                        && !conjunct.containsUniqueFunction()) {
                     pushDownPredicates.add(conjunct);
                 } else {
                     remainPredicates.add(conjunct);
diff --git a/fe/fe-core/src/test/java/org/apache/doris/nereids/rules/rewrite/CollectFilterAboveConsumerTest.java b/fe/fe-core/src/test/java/org/apache/doris/nereids/rules/rewrite/CollectFilterAboveConsumerTest.java
new file mode 100644
index 00000000000..a12704bd238
--- /dev/null
+++ b/fe/fe-core/src/test/java/org/apache/doris/nereids/rules/rewrite/CollectFilterAboveConsumerTest.java
@@ -0,0 +1,87 @@
+// Licensed to the Apache Software Foundation (ASF) under one
+// or more contributor license agreements.  See the NOTICE file
+// distributed with this work for additional information
+// regarding copyright ownership.  The ASF licenses this file
+// to you under the Apache License, Version 2.0 (the
+// "License"); you may not use this file except in compliance
+// with the License.  You may obtain a copy of the License at
+//
+//   http://www.apache.org/licenses/LICENSE-2.0
+//
+// Unless required by applicable law or agreed to in writing,
+// software distributed under the License is distributed on an
+// "AS IS" BASIS, WITHOUT WARRANTIES OR CONDITIONS OF ANY
+// KIND, either express or implied.  See the License for the
+// specific language governing permissions and limitations
+// under the License.
+
+package org.apache.doris.nereids.rules.rewrite;
+
+import org.apache.doris.nereids.CascadesContext;
+import org.apache.doris.nereids.rules.Rule;
+import org.apache.doris.nereids.trees.expressions.CTEId;
+import org.apache.doris.nereids.trees.expressions.EqualTo;
+import org.apache.doris.nereids.trees.expressions.Expression;
+import org.apache.doris.nereids.trees.expressions.GreaterThan;
+import org.apache.doris.nereids.trees.expressions.Slot;
+import org.apache.doris.nereids.trees.expressions.functions.scalar.Random;
+import org.apache.doris.nereids.trees.expressions.literal.DoubleLiteral;
+import org.apache.doris.nereids.trees.expressions.literal.IntegerLiteral;
+import org.apache.doris.nereids.trees.plans.RelationId;
+import org.apache.doris.nereids.trees.plans.logical.LogicalCTEConsumer;
+import org.apache.doris.nereids.trees.plans.logical.LogicalFilter;
+import org.apache.doris.nereids.trees.plans.logical.LogicalOlapScan;
+import org.apache.doris.nereids.util.MemoTestUtils;
+import org.apache.doris.nereids.util.PlanConstructor;
+import org.apache.doris.qe.ConnectContext;
+
+import com.google.common.collect.ImmutableSet;
+import org.junit.jupiter.api.Assertions;
+import org.junit.jupiter.api.Test;
+
+import java.util.Map;
+import java.util.Set;
+
+/**
+ * Tests for {@link CollectFilterAboveConsumer}.
+ */
+class CollectFilterAboveConsumerTest {
+
+    /**
+     * Filter has two conjuncts: one deterministic, one containing a unique (non-idempotent) function.
+     * After applying the rule, only the deterministic conjunct should be collected into
+     * consumerIdToFilter. Collecting the unique-function conjunct would cause it to be pushed into
+     * the CTE producer while still remaining on the consumer side, resulting in double execution
+     * (bug DORIS-25202).
+     */
+    @Test
+    void testDoNotCollectUniqueFunctionConjunct() {
+        ConnectContext connectContext = new ConnectContext();
+        LogicalOlapScan producerPlan = PlanConstructor.newLogicalOlapScan(0, "t1", 0);
+        LogicalCTEConsumer consumer = new LogicalCTEConsumer(
+                PlanConstructor.getNextRelationId(), new CTEId(1), "cte1", producerPlan);
+
+        Slot idSlot = consumer.getOutput().get(0);
+        Expression deterministic = new EqualTo(idSlot, new IntegerLiteral(1));
+        Expression uniqueFn = new GreaterThan(new Random(), new DoubleLiteral(0.5));
+        LogicalFilter<LogicalCTEConsumer> filter = new LogicalFilter<>(
+                ImmutableSet.of(deterministic, uniqueFn), consumer);
+
+        CascadesContext cascadesContext = MemoTestUtils.createCascadesContext(connectContext, filter);
+        Rule rule = new CollectFilterAboveConsumer().build();
+        rule.transform(filter, cascadesContext);
+
+        Map<RelationId, Set<Expression>> collected = cascadesContext.getStatementContext()
+                .getConsumerIdToFilters();
+        Set<Expression> filters = collected.get(consumer.getRelationId());
+        Assertions.assertNotNull(filters, "deterministic conjunct must be collected");
+        // Only the deterministic conjunct (after slot-rewriting to producer slot) should be present,
+        // with the unique-function conjunct skipped.
+        Assertions.assertEquals(1, filters.size(),
+                "exactly one conjunct (the deterministic one) should be collected, "
+                        + "unique-function conjunct must NOT be collected");
+        Expression onlyCollected = filters.iterator().next();
+        Assertions.assertFalse(onlyCollected.containsUniqueFunction(),
+                "collected conjunct must not contain a unique function");
+    }
+}
diff --git a/fe/fe-core/src/test/java/org/apache/doris/nereids/rules/rewrite/PushDownFilterThroughGenerateTest.java b/fe/fe-core/src/test/java/org/apache/doris/nereids/rules/rewrite/PushDownFilterThroughGenerateTest.java
new file mode 100644
index 00000000000..8b1c2db5bb5
--- /dev/null
+++ b/fe/fe-core/src/test/java/org/apache/doris/nereids/rules/rewrite/PushDownFilterThroughGenerateTest.java
@@ -0,0 +1,92 @@
+// Licensed to the Apache Software Foundation (ASF) under one
+// or more contributor license agreements.  See the NOTICE file
+// distributed with this work for additional information
+// regarding copyright ownership.  The ASF licenses this file
+// to you under the Apache License, Version 2.0 (the
+// "License"); you may not use this file except in compliance
+// with the License.  You may obtain a copy of the License at
+//
+//   http://www.apache.org/licenses/LICENSE-2.0
+//
+// Unless required by applicable law or agreed to in writing,
+// software distributed under the License is distributed on an
+// "AS IS" BASIS, WITHOUT WARRANTIES OR CONDITIONS OF ANY
+// KIND, either express or implied.  See the License for the
+// specific language governing permissions and limitations
+// under the License.
+
+package org.apache.doris.nereids.rules.rewrite;
+
+import org.apache.doris.nereids.trees.expressions.EqualTo;
+import org.apache.doris.nereids.trees.expressions.Expression;
+import org.apache.doris.nereids.trees.expressions.SlotReference;
+import org.apache.doris.nereids.trees.expressions.functions.generator.Unnest;
+import org.apache.doris.nereids.trees.expressions.functions.scalar.Random;
+import org.apache.doris.nereids.trees.expressions.literal.IntegerLiteral;
+import org.apache.doris.nereids.trees.plans.logical.LogicalFilter;
+import org.apache.doris.nereids.trees.plans.logical.LogicalGenerate;
+import org.apache.doris.nereids.trees.plans.logical.LogicalOlapScan;
+import org.apache.doris.nereids.trees.plans.logical.LogicalPlan;
+import org.apache.doris.nereids.types.IntegerType;
+import org.apache.doris.nereids.util.MemoPatternMatchSupported;
+import org.apache.doris.nereids.util.PlanChecker;
+import org.apache.doris.nereids.util.PlanConstructor;
+import org.apache.doris.qe.ConnectContext;
+
+import com.google.common.collect.ImmutableList;
+import com.google.common.collect.ImmutableSet;
+import org.junit.jupiter.api.Test;
+
+/**
+ * Tests for {@link PushDownFilterThroughGenerate}.
+ */
+class PushDownFilterThroughGenerateTest implements MemoPatternMatchSupported {
+
+    private final LogicalOlapScan scan = PlanConstructor.newLogicalOlapScan(0, "t1", 0);
+
+    /** Deterministic filter whose slots only reference generate's child output should be pushed down. */
+    @Test
+    void testPushDownDeterministicFilter() {
+        SlotReference idSlot = (SlotReference) scan.getOutput().get(0);
+        SlotReference genOut = new SlotReference("g1", IntegerType.INSTANCE);
+        Unnest gen = new Unnest(new IntegerLiteral(1));
+        LogicalGenerate<LogicalPlan> generate = new LogicalGenerate<>(
+                ImmutableList.of(gen), ImmutableList.of(genOut), scan);
+
+        Expression predicate = new EqualTo(idSlot, new IntegerLiteral(1));
+        LogicalFilter<LogicalPlan> filter = new LogicalFilter<>(ImmutableSet.of(predicate), generate);
+
+        PlanChecker.from(new ConnectContext(), filter)
+                .applyTopDown(new PushDownFilterThroughGenerate())
+                .matchesFromRoot(
+                        logicalGenerate(
+                                logicalFilter(logicalOlapScan())
+                                        .when(f -> f.getConjuncts().contains(predicate))
+                        )
+                );
+    }
+
+    /** Filter containing a unique (non-idempotent) function must NOT be pushed through generate. */
+    @Test
+    void testDoNotPushUniqueFunctionThroughGenerate() {
+        SlotReference idSlot = (SlotReference) scan.getOutput().get(0);
+        SlotReference genOut = new SlotReference("g1", IntegerType.INSTANCE);
+        Unnest gen = new Unnest(new IntegerLiteral(1));
+        LogicalGenerate<LogicalPlan> generate = new LogicalGenerate<>(
+                ImmutableList.of(gen), ImmutableList.of(genOut), scan);
+
+        // random() depends only on idSlot-like pattern but contains a UniqueFunction.
+        // Use EqualTo(id, random()) so the conjunct's input slots are a subset of scan output
+        // (would otherwise satisfy the push-down condition).
+        Expression predicate = new EqualTo(idSlot, new Random());
+        LogicalFilter<LogicalPlan> filter = new LogicalFilter<>(ImmutableSet.of(predicate), generate);
+
+        PlanChecker.from(new ConnectContext(), filter)
+                .applyTopDown(new PushDownFilterThroughGenerate())
+                .matchesFromRoot(
+                        logicalFilter(
+                                logicalGenerate(logicalOlapScan())
+                        ).when(f -> f.getConjuncts().contains(predicate))
+                );
+    }
+}
diff --git a/regression-test/data/nereids_rules_p0/unique_function/collect_filter_above_consumer_with_unique_function.out b/regression-test/data/nereids_rules_p0/unique_function/collect_filter_above_consumer_with_unique_function.out
new file mode 100644
index 00000000000..0b6c440c026
--- /dev/null
+++ b/regression-test/data/nereids_rules_p0/unique_function/collect_filter_above_consumer_with_unique_function.out
@@ -0,0 +1,24 @@
+-- This file is automatically generated. You should know what you did if you want to edit this
+-- !collect_filter_above_consumer_unique_1 --
+PhysicalCteAnchor ( cteId=CTEId#0 )
+--PhysicalCteProducer ( cteId=CTEId#0 )
+----PhysicalOlapScan[t1]
+--PhysicalResultSink
+----PhysicalUnion
+------filter((random() > 0.1))
+--------PhysicalCteConsumer ( cteId=CTEId#0 )
+------filter((random() > 0.2))
+--------PhysicalCteConsumer ( cteId=CTEId#0 )
+
+-- !collect_filter_above_consumer_unique_2 --
+PhysicalCteAnchor ( cteId=CTEId#0 )
+--PhysicalCteProducer ( cteId=CTEId#0 )
+----filter((cte1.id > 10))
+------PhysicalOlapScan[t1]
+--PhysicalResultSink
+----PhysicalUnion
+------filter((cte1.id > 10) and (random() > 0.1))
+--------PhysicalCteConsumer ( cteId=CTEId#0 )
+------filter((cte1.id > 100) and (random() > 0.2))
+--------PhysicalCteConsumer ( cteId=CTEId#0 )
+
diff --git a/regression-test/data/nereids_rules_p0/unique_function/push_down_filter_through_generate_with_unique_function.out b/regression-test/data/nereids_rules_p0/unique_function/push_down_filter_through_generate_with_unique_function.out
new file mode 100644
index 00000000000..a2506f5d8a7
--- /dev/null
+++ b/regression-test/data/nereids_rules_p0/unique_function/push_down_filter_through_generate_with_unique_function.out
@@ -0,0 +1,26 @@
+-- This file is automatically generated. You should know what you did if you want to edit this
+-- !filter_through_generate_unique_1 --
+PhysicalResultSink
+--PhysicalProject[tmp1.e1]
+----filter((random() > 0.1))
+------PhysicalGenerate
+--------PhysicalProject[1 AS `1`]
+----------PhysicalStorageLayerAggregate[t1]
+
+-- !filter_through_generate_unique_2 --
+PhysicalResultSink
+--PhysicalProject[tmp1.e1]
+----filter(((cast(id as BIGINT) + random(1, 100)) > 5))
+------PhysicalGenerate
+--------PhysicalProject[t1.id]
+----------filter((t1.id > 10))
+------------PhysicalOlapScan[t1]
+
+-- !filter_through_generate_unique_3 --
+PhysicalResultSink
+--PhysicalProject[tmp1.e1]
+----filter(((cast(id as BIGINT) + random(1, 100)) > 5))
+------PhysicalGenerate
+--------PhysicalProject[t1.id]
+----------PhysicalOlapScan[t1]
+
diff --git a/regression-test/suites/nereids_rules_p0/unique_function/collect_filter_above_consumer_with_unique_function.groovy b/regression-test/suites/nereids_rules_p0/unique_function/collect_filter_above_consumer_with_unique_function.groovy
new file mode 100644
index 00000000000..a31a6655505
--- /dev/null
+++ b/regression-test/suites/nereids_rules_p0/unique_function/collect_filter_above_consumer_with_unique_function.groovy
@@ -0,0 +1,49 @@
+// Licensed to the Apache Software Foundation (ASF) under one
+// or more contributor license agreements.  See the NOTICE file
+// distributed with this work for additional information
+// regarding copyright ownership.  The ASF licenses this file
+// to you under the Apache License, Version 2.0 (the
+// "License"); you may not use this file except in compliance
+// with the License.  You may obtain a copy of the License at
+//
+//   http://www.apache.org/licenses/LICENSE-2.0
+//
+// Unless required by applicable law or agreed to in writing,
+// software distributed under the License is distributed on an
+// "AS IS" BASIS, WITHOUT WARRANTIES OR CONDITIONS OF ANY
+// KIND, either express or implied.  See the License for the
+// specific language governing permissions and limitations
+// under the License.
+
+suite('collect_filter_above_consumer_with_unique_function') {
+    sql 'SET enable_nereids_planner=true'
+    sql 'SET runtime_filter_mode=OFF'
+    sql 'SET enable_fallback_to_original_planner=false'
+    // keep CTE materialized so CollectFilterAboveConsumer actually runs.
+    sql 'SET inline_cte_referenced_threshold=0'
+    sql "SET ignore_shape_nodes='PhysicalDistribute'"
+    sql "SET detail_shape_nodes='PhysicalProject'"
+    sql 'SET disable_nereids_rules=PRUNE_EMPTY_PARTITION'
+
+    // filter with unique function above a CTE consumer must NOT be collected and
+    // pushed into the CTE producer; otherwise the producer would be re-filtered
+    // and other consumers would see inconsistent rows.
+    qt_collect_filter_above_consumer_unique_1 '''
+        explain shape plan
+        with cte1 as (select id, msg from t1)
+        select * from cte1 where rand() > 0.1
+        union all
+        select * from cte1 where rand() > 0.2
+    '''
+
+    // mixed conjuncts: deterministic parts can be collected and pushed into the CTE producer,
+    // unique parts must stay above the consumer only. Use predicates that survive simplification
+    // so the collected-into-producer OR shape is visible.
+    qt_collect_filter_above_consumer_unique_2 '''
+        explain shape plan
+        with cte1 as (select id, msg from t1)
+        select * from cte1 where id > 10 and rand() > 0.1
+        union all
+        select * from cte1 where id > 100 and rand() > 0.2
+    '''
+}
diff --git a/regression-test/suites/nereids_rules_p0/unique_function/push_down_filter_through_generate_with_unique_function.groovy b/regression-test/suites/nereids_rules_p0/unique_function/push_down_filter_through_generate_with_unique_function.groovy
new file mode 100644
index 00000000000..7f602cde34a
--- /dev/null
+++ b/regression-test/suites/nereids_rules_p0/unique_function/push_down_filter_through_generate_with_unique_function.groovy
@@ -0,0 +1,49 @@
+// Licensed to the Apache Software Foundation (ASF) under one
+// or more contributor license agreements.  See the NOTICE file
+// distributed with this work for additional information
+// regarding copyright ownership.  The ASF licenses this file
+// to you under the Apache License, Version 2.0 (the
+// "License"); you may not use this file except in compliance
+// with the License.  You may obtain a copy of the License at
+//
+//   http://www.apache.org/licenses/LICENSE-2.0
+//
+// Unless required by applicable law or agreed to in writing,
+// software distributed under the License is distributed on an
+// "AS IS" BASIS, WITHOUT WARRANTIES OR CONDITIONS OF ANY
+// KIND, either express or implied.  See the License for the
+// specific language governing permissions and limitations
+// under the License.
+
+suite('push_down_filter_through_generate_with_unique_function') {
+    sql 'SET enable_nereids_planner=true'
+    sql 'SET runtime_filter_mode=OFF'
+    sql 'SET enable_fallback_to_original_planner=false'
+    sql "SET ignore_shape_nodes='PhysicalDistribute'"
+    sql "SET detail_shape_nodes='PhysicalProject'"
+    sql 'SET disable_nereids_rules=PRUNE_EMPTY_PARTITION'
+
+    // unique function in filter must NOT be pushed below LogicalGenerate,
+    // otherwise call count / state of the unique function changes semantically.
+    qt_filter_through_generate_unique_1 '''
+        explain shape plan
+        select e1 from t1 lateral view explode_numbers(3) tmp1 as e1
+        where rand() > 0.1
+    '''
+
+    // mixed: deterministic conjunct pushable, unique conjunct in same WHERE must stay above generate.
+    // Here `t1.id > 10` should be pushed below generate while `t1.id + rand(1,100) > 5` (a conjunct
+    // that does reference a base slot, so old code would have pushed it) must stay above.
+    qt_filter_through_generate_unique_2 '''
+        explain shape plan
+        select e1 from t1 lateral view explode_numbers(3) tmp1 as e1
+        where t1.id > 10 and t1.id + rand(1,100) > 5
+    '''
+
+    // unique function combined with base slot in the same conjunct.
+    qt_filter_through_generate_unique_3 '''
+        explain shape plan
+        select e1 from t1 lateral view explode_numbers(3) tmp1 as e1
+        where t1.id + rand(1,100) > 5
+    '''
+}


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